Privacy Policy

National Wealth Management, LLC (NWM), an independent wealth management firm with offices in Morristown, New Jersey, is committed to safeguarding the confidential information of its clients and retaining your trust. Your privacy is important to us. We respect your right to keep your personal information confidential and to avoid unwanted solicitations.  We hold all information provided to our firm in the strictest confidence. These records include all personal information that we collect from you in connection with any of the services provided by NWM. We do not disclose information to nonaffiliated third parties, except as required by law and the Securities and Exchange Commission. Although we do not anticipate changing our privacy policy, as stated above, we would be prohibited under the law from doing so without advising our clients first.


NWM continually updates and improves our security standards and procedures against anyone gaining unauthorized access to your confidential information, including through the Internet. We maintain a secure office and computer environment to ensure that your information is not placed at unreasonable risk. We limit employee access to information to only those who have a business or professional reason for knowing and only to nonaffiliated parties as permitted and required by law. We regularly train our employees on privacy and information security, and their obligations to protect your information.


The categories of nonpublic personal information that we collect from a client depend upon the scope of the client engagement. It includes information about you that is provided by you or obtained by us with your authorization to prepare your personal income tax returns, provide personal financial planning to you, manage your assets or provide family office support services to you. This information is typically about your personal finances, your health to the extent that it is needed for the planning process, and information about transactions between you and third parties. Transaction information would also include your payment history with us, billing records and any collection effort engaged in by us for payment of services rendered to you.

Personally identifiable information about you will be maintained during the time you are a client, and for the required time thereafter that such records are required to be maintained by federal and state laws and consistent with the CFP Board of Standards Code of Ethics.


We do not disclose any nonpublic personal information about our clients or former clients to our affiliates or nonaffiliated third parties except as permitted by law and the CFB Board Code of Ethics and Professional Responsibility.